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Rachel Ann Seely

Ubs Financial Services Inc.

Seattle, WA

Seattle, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-01-01
  • WA RA
    APPROVED
    Since 2020-01-01

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Seattle WA 07/2018 Present
Ubs Financial Services Seattle WA 04/2017 08/2018
Education - Uw Seatle WA 09/2014 06/2018
  • 07/2018 → Present
    Ubs Financial Services
    Seattle, WA
  • 04/2017 → 08/2018
    Ubs Financial Services
    Seattle, WA
  • 09/2014 → 06/2018
    Education - Uw
    Seatle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-27
  • S66 Uniform Combined State Law Examination
    2019-12-27
Designations
Other Names
  • Rachel Ann Seely
  • Rachel Seely

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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