Nicole M Rudd

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Morgan Stanley Smith Barney Llc
  Alpharetta, GA
• 01/2016 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2012-02-16 → 2016-01-11
  Fifth Third Securities, Inc.
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Kennesaw, GA
  Roswell, GA
  Marietta, GA
  Atlanta, GA
  Smyrna, GA
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Smyrna, GA
• 1999-11-09 → 2012-02-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
  Marietta, GA
  Atlanta, GA

Other Businesses

1. OGLETHORPE UNIVERSITY - NOT INVESTMENT-RELATED - PEACHTREE RD, ATLANTA, GA - WOMEN'S LACROSSE COACH FOR SPRING SEASON - ASSISTANT COACH - 25 HRS FOR 3 MONTHS - WILL NOT INTERFERE WITH DUTIES AT FIRM - HELP COACH PRACTICE AND GAMES...........CAMBRIDGE HIGH SCHOOL - NOT INVESTMENT-RELATED - ALPHARETTA, GA - GIRL'S ASSISTANT LACROSSE COACH - ASSISTANT COACH - 35 HRS FOR 3 MONTHS - WILL NOT INTERFERE WITH DUTIES AT FIRM - HELP COACH PRACTICE AND GAMES 3. *367241 - BrewAble LLC; Investment related - No; Alpharetta, Georgia; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 10; After business hours: 50; Board President

Exams

• S66 Uniform Combined State Law Examination
  2004-09-27

Other Names

• Nicole R Mongeau
• Nicky Rudd