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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | TEMPREG | 2026-08-31 |
| WA | RA | TEMPREG | 2026-08-31 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-02-10 |
| TX | RA | APPROVED_RES | 2019-05-09 |
| WA | RA | APPROVED | 2018-12-06 |
| KS | RA | APPROVED | 2017-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Wichita | KS | 05/2016 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wichita | KS | 01/2017 | 08/2026 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-10 |
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