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Gayle Marie Rodriguez

Broadway Wealth Solutions

San Antonio, TX

CRD 6752426

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Employer firm

Broadway Wealth Solutions CRD 291753

$308M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Broadway Wealth Solutions

1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-21
TX RA APPROVED 2025-05-12
  • CA RA
    APPROVED
    Since 2025-07-21
  • TX RA
    APPROVED
    Since 2025-05-12

Branch Locations

1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Austin TX 08/2015 02/2022
Financial Engines Advisors L.L.C. Santa Clara CA 02/2022 03/2025
Edelman Financial Engines Austin TX 08/2015 03/2025
Broadway Wealth Solutions, Inc. San Antonio TX 04/2025 Present
  • 08/2015 → 02/2022
    Financial Engines Advisors L.L.C.
    Austin, TX
  • 02/2022 → 03/2025
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 08/2015 → 03/2025
    Edelman Financial Engines
    Austin, TX
  • 04/2025 → Present
    Broadway Wealth Solutions, Inc.
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-23
  • S65 Uniform Investment Adviser Law Examination
    2017-05-23
Other Names
  • Gayle Marie Rodriguez-Castillo
  • Gayle M Rodriguez-Casti

View on SEC IAPD

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Nearby Investors

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX

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