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Rebecca L Rice

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mystic, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-14
CT RA APPROVED 2018-03-07
  • TX RA
    APPROVED
    Since 2018-03-14
  • CT RA
    APPROVED
    Since 2018-03-07

Branch Locations

27 Coogan Blvd, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New London CT 01/2017 Present
Visionit Detroit MI 01/2010 01/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-05
  • S66 Uniform Combined State Law Examination
    2018-03-05
Other Names
  • Rebecca Petrucci
  • Rebecca Rice
  • Rebecca Liner Rice

View on SEC IAPD

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