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Lance Harting

Oppenheimer & Co. Inc.

Washington, DC

Vienna, VA

Falls Church, VA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-02-29
TX RA APPROVED 2024-02-15
VA RA APPROVED 2024-02-15
  • DC RA
    APPROVED
    Since 2024-02-29
  • TX RA
    APPROVED
    Since 2024-02-15
  • VA RA
    APPROVED
    Since 2024-02-15

Branch Locations

1801 K Street Nw Suite 750, Washington, DC 20006 • United States

1921 Gallows Road Suite 220, Vienna, VA 22182 • United States

Falls Church, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 01/2017 02/2024
Poolservice Company Arlington VA 06/2010 01/2017
Bank Of America, Na Vienna VA 07/2017 02/2024
Oppenheimer & Co. Inc. Vienna VA 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-16
  • S66 Uniform Combined State Law Examination
    2017-05-16
Designations
Other Names
  • Lance Harting
  • Lance Sean Harting

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
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LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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