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James Li

Strategic Advisers LLC

Mountain View, CA

Tracy, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

2580 W El Camino Real Ste 9, Mountain View, CA 94040-1308 • United States

Tracy, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank Pleasanton CA 06/2014 02/2017
Unionbanc Investment Services Pleasanton CA 03/2017 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pleasanton CA 12/2018 07/2022
Bank Of America, N.A. Pleasanton CA 12/2018 03/2022
Citigroup San Francisco CA 03/2022 07/2022
Fidelity Investments Mountain View CA 07/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2014 → 02/2017
    Mufg Union Bank
    Pleasanton, CA
  • 03/2017 → 11/2018
    Unionbanc Investment Services
    Pleasanton, CA
  • 12/2018 → 07/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pleasanton, CA
  • 12/2018 → 03/2022
    Bank Of America, N.A.
    Pleasanton, CA
  • 03/2022 → 07/2022
    Citigroup
    San Francisco, CA
  • 07/2022 → Present
    Fidelity Investments
    Mountain View, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Other Businesses

OBA-119342|OrgNmn:Del Valle Enterprise LLC|Org Addr:Sheridan ,Wyoming,US|OBA Nature:Real Estate Investment|Invst Rel:Y|Title:member |Duties:Investment in resident real estate |StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-13
S63 Uniform Securities Agent State Law Examination 2017-03-20
  • S66 Uniform Combined State Law Examination
    2019-02-13
  • S63 Uniform Securities Agent State Law Examination
    2017-03-20
Other Names
  • James Li
  • Zheng Li
  • James Zheng Li

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC
EL CAMINO GLOBAL CAPITAL, LLC
WEALTH ARCHITECTS, LLC
AP INVESTMENT MANAGEMENT
NIMBLE VENTURE STUDIO LLC
OSAIC ADVISORY SERVICES, LLC
ELEFUND MANAGEMENT COMPANY, LLC

Other Investors

Jack H Teale
Jin W Shin
Brenda Castellanos Rojas
Serop Kupelian
Shahrzad Keshavarz Adeli
MARK RICHARD GORDON
Jessica Ng
LILLIAN GRACE SWENSON

Other Offices

J.P. MORGAN SECURITIES LLC · MOUNTAIN VIEW, CA
NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA
EL CAMINO GLOBAL CAPITAL, LLC · MOUNTAIN VIEW, CA
WEALTH ARCHITECTS, LLC · MOUNTAIN VIEW, CA
AP INVESTMENT MANAGEMENT · MOUNTAIN VIEW, CA
NIMBLE VENTURE STUDIO LLC · MOUNTAIN VIEW, CA
OSAIC ADVISORY SERVICES, LLC · MOUNTAIN VIEW, CA
ELEFUND MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA

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