Steven David Pierce

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 05/2023
  Cuna Brokerage/Lpl Financial Llc
  Dover, DE
• 05/2023 → Present
  Raymond James Financial Services, Inc.
  Lewes, DE
• 05/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Lewes, DE
• 05/2023 → Present
  Fulton Bank
  Lewes, DE

Previous Registrations

• 2022-05-18 → 2023-05-18
  Lpl Financial Llc
  Dover, DE
  Dover, DE
  New Castle, DE
  Smyrna, DE
  Milford, DE
  Dover, DE
• 2013-07-17 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Dover, DE
  Dover, DE
  New Castle, DE
  Smyrna, DE
  Milford, DE
• 2009-09-18 → 2013-02-12
  Pnc Wealth Management Llc
  Smyrna, DE
  Galena, MD
  Selbyville, DE
  Newark, DE
  Wilmington, DE
  Wilmington, DE
  Georgetown, DE
  Bridgeville, DE
  Milford, DE
  Milford, DE
  Milford, DE
• 2005-09-16 → 2008-05-05
  Pnc Wealth Management Llc
  Milford, DE
  Milford, DE
• 2003-05-16 → 2005-07-05
  Wells Fargo Clearing Services, Llc
  Folsom, PA

Other Businesses

(1)Name of Business: FULTON BANK Address: 34346 Carpenters Way, Lewes, DE, 19958-4910, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/09/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: FINANCIAL ADVISOR (2)Name of Business: FULTON FINANCIAL ADVISORS Address: 34346 Carpenters Way, Lewes, DE, 19958-4910, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FINANCIAL ADVISOR (3)Name of Business: PIERCE MGMT LLC Address: 52 King James Ct , Savannah, GA, 31419, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/10/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OWNER OF PROPERTY AND LLC

Exams

• S66 Uniform Combined State Law Examination
  1999-08-20

Other Names

• Steven David Pierce
• Steven David Pierce
• Steven Pierce Jr