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6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-17 |
Branch Locations
6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trinity University | San Antonio | TX | 08/2013 | 05/2017 |
| Foresters Financial | San Antonio | TX | 02/2017 | 04/2017 |
| Unemployed | San Antonio | TX | 05/2017 | 07/2017 |
| Equitable Advisors, Llc | Austin | TX | 07/2017 | 08/2023 |
| Victory Financial | Austin | TX | 08/2023 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2023 | Present |
Victory Financial Group. Investment Related. At the registered Location. Financial planning/RIA. senior advisor. IAR. 08/17/2023. 200hrs Monthly.160 securities hrs. solicit and represent clients in their financial plans/goals. Victory Insurance. Not- Investment Related. OBA conducted remotely. Insurance Agent. Property & Casualty insurance. 09/03/2024. 5 hours per month, none during securities trading hours, Speak to clients about existing property & casualty coverage and provide other options if it is prudent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-02 |
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