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Current Employers
John Moore & Associates Inc

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-12-23
  • AZ RA
    APPROVED
    Since 2021-12-23

Branch Locations

14500 N Northsight Blvd., Scottsdale, AZ 85260 • United States

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bardo'S Diamond Sports Parker CO 09/2010 12/2017
Thrivent Financial Denver CO 01/2017 06/2018
Thrivent Financial Appleton WI 03/2017 07/2017
Raymond James Financial Services, Inc. Greenwood Village CO 07/2018 07/2021
Raymond James Financial Services Advisors Inc. Greenwood Village CO 07/2018 07/2018
Valor Christian High School Highlands Ranch CO 08/2018 11/2018
Capital Financial Group, Inc. Greenwood Village CO 06/2018 07/2021
Cherry Hills Little League Denver CO 04/2019 Present
Capital Financial Gruop, Inc. Greenwood Village CO 06/2018 07/2021
John Moore & Associates Inc. Albuquerque NM 08/2021 Present
  • 09/2010 → 12/2017
    Bardo'S Diamond Sports
    Parker, CO
  • 01/2017 → 06/2018
    Thrivent Financial
    Denver, CO
  • 03/2017 → 07/2017
    Thrivent Financial
    Appleton, WI
  • 07/2018 → 07/2021
    Raymond James Financial Services, Inc.
    Greenwood Village, CO
  • 07/2018 → 07/2018
    Greenwood Village, CO
  • 08/2018 → 11/2018
    Valor Christian High School
    Highlands Ranch, CO
  • 06/2018 → 07/2021
    Greenwood Village, CO
  • 04/2019 → Present
    Cherry Hills Little League
    Denver, CO
  • 06/2018 → 07/2021
    Capital Financial Gruop, Inc.
    Greenwood Village, CO
  • 08/2021 → Present
    Albuquerque, NM
Previous Registrations
Other Businesses

1. ColeLeonida.com Address: ,Highlands Ranch, CO Nature of the Business: Business Owner Position/Title: Proprietor/Owner Investment Related:No Start Date: 12/09/2020 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: I own and operate a personal brand website and social media platform

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-16
S63 Uniform Securities Agent State Law Examination 2017-05-05
  • S66 Uniform Combined State Law Examination
    2017-06-16
  • S63 Uniform Securities Agent State Law Examination
    2017-05-05

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