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8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-12-23 |
Branch Locations
14500 N Northsight Blvd., Scottsdale, AZ 85260 • United States
8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bardo'S Diamond Sports | Parker | CO | 09/2010 | 12/2017 |
| Thrivent Financial | Denver | CO | 01/2017 | 06/2018 |
| Thrivent Financial | Appleton | WI | 03/2017 | 07/2017 |
| Raymond James Financial Services, Inc. | Greenwood Village | CO | 07/2018 | 07/2021 |
| Raymond James Financial Services Advisors Inc. | Greenwood Village | CO | 07/2018 | 07/2018 |
| Valor Christian High School | Highlands Ranch | CO | 08/2018 | 11/2018 |
| Capital Financial Group, Inc. | Greenwood Village | CO | 06/2018 | 07/2021 |
| Cherry Hills Little League | Denver | CO | 04/2019 | Present |
| Capital Financial Gruop, Inc. | Greenwood Village | CO | 06/2018 | 07/2021 |
| John Moore & Associates Inc. | Albuquerque | NM | 08/2021 | Present |
1. ColeLeonida.com Address: ,Highlands Ranch, CO Nature of the Business: Business Owner Position/Title: Proprietor/Owner Investment Related:No Start Date: 12/09/2020 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: I own and operate a personal brand website and social media platform
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-05 |
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