Carlos Enrique Incera

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Raymond James Financial Services, Inc
  Coral Gables, FL
• 04/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Coral Gables, FL

Other Businesses

(1)Name of Business: Incera Financial Group, P.A. Address: 2100 Salzedo St Ste 301a, Coral Gables, FL, 33134, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/20/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner (2)Name of Business: Integrated Financial Services, Inc. Address: 2100 Salzedo St Ste 301a, Coral Gables, FL, 33134, United States Activity Type: Non-variable Insurance Position/Title: Broker, Owner Investment Related: Yes Start Date: 03/07/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sales of health insurance

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-12-07