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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-29
  • TX RA
    APPROVED
    Since 2022-09-29

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Austin TX 01/2017 Present
Unemployed Austin TX 03/2015 12/2016
  • 01/2017 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 03/2015 → 12/2016
    Unemployed
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
  • S66 Uniform Combined State Law Examination
    2022-09-26

View on SEC IAPD

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