Marshal Dean Morgan

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 04/2024
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 08/2014 → 10/2016
  Full Time Education
  Phoenix, AZ
• 08/2020 → 04/2023
  Self Employed
  Peoria, AZ
• 01/2021 → 04/2023
  Amazon Associates
  Peoria, AZ
• 09/2021 → 04/2023
  Self Employed
  Peoria, AZ
• 07/2024 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 09/2025 → Present
  Charles Schwab Bank, Ssb
  Phoenix, AZ

Previous Registrations

• 2019-12-02 → 2024-04-09
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Exams

• S66 Uniform Combined State Law Examination
  2019-11-05
• S63 Uniform Securities Agent State Law Examination
  2017-03-06

Other Names

• Marshal Morgan