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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-09 |
| TX | RA | APPROVED | 2023-05-01 |
Branch Locations
14321 N. Northsight Blvd., Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2017 | Present |
| Lifewell Behavioral Wellness | Phoenix | AZ | 02/2016 | 01/2017 |
| Self-Employed | Phoenix | AZ | 03/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2017 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2023 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: PUBLISHING POSITION: AUTHOR START DATE: 03/2026 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PUBLISHING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-06 |
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