Best Investors Account Sign in
Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-07
TX RA APPROVED_RES 2021-07-26
LA RA APPROVED 2017-07-24
  • NY RA
    APPROVED
    Since 2025-01-07
  • TX RA
    APPROVED_RES
    Since 2021-07-26
  • LA RA
    APPROVED
    Since 2017-07-24

Branch Locations

5525 Galeria Dr Ste A, Baton Rouge, LA 70816 • United States

2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Best Buy Baton Rouge LA 07/2002 02/2017
Voya Financial Advisors, Inc. Baton Rouge LA 02/2017 Present
Other Businesses

NAME OF ENTITY: Independent Insurance; Yes; 5525 Galeria Dr Suite A; Baton Rouge; LA; 70816; Fixed Insurance Sales; Independent Insurance Agent; 8/1/2017; 10; 10; Sales of fixed insurance products| S.E.R.V.S / I.V.S (INNOVATIVE VEHICLE SOLUTIONS) POSITION: Contract Driver NATURE: Ambulance delivery This service is performed under both SERVS and its parent company IVS. Paychecks will come from both SERVS and IVS. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2022 ADDRESS: 15590 Florida Blvd, Baton Rouge LA 70819, United States DESCRIPTION: Driving and delivering ambulances between dealerships

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-07-22
S65 Uniform Investment Adviser Law Examination 2017-06-29
  • S63 Uniform Securities Agent State Law Examination
    2021-07-22
  • S65 Uniform Investment Adviser Law Examination
    2017-06-29

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Baton Rouge, LA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor