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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-12-10 |
Branch Locations
111 Queen Anne Avenue North Suite 501, Seattle, WA 98109 • United States
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Seattle | WA | 04/2021 | 12/2021 |
| Opus 111 Group, Llc | Seattle | WA | 02/2021 | 04/2021 |
| Tacoma Defiance | Tacoma | WA | 01/2016 | Present |
| University Of Washington | Seattle | WA | 01/2017 | Present |
| Seattle Pacific University | Seattle | WA | 01/2017 | Present |
| Seattle University | Seattle | WA | 01/2016 | Present |
| Tacoma Stars | Kent | WA | 10/2018 | Present |
| Ol Reign | Tacoma | WA | 03/2019 | 01/2020 |
| The Market Arms | Seattle | WA | 07/2015 | 02/2019 |
| Securities America Advisors | Seattle | WA | 06/2021 | 12/2021 |
| Commonwealth Financial Network | San Diego | CA | 12/2021 | Present |
| Opus 111 Group | Seattle | WA | 12/2021 | Present |
1. Fixed insurance sales; as of 12/10/2021; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Freelance Sports Broadcaster; Located in Kent, WA, as of 06/14/2015; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 3. Writer, Freelance Sports Writer, Located in Kent, WA; as of 6/15/2015; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 4. Producer, Sontiq, selling identity theft protection services, as of 11/01/2021; Approximately 3% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-28 |
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