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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-12-02 |
Branch Locations
8415 E 21St St N, Ste 210, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Wichita | KS | 09/2014 | 11/2016 |
| Wells Fargo Advisors, Llc | Wichita | KS | 11/2016 | 12/2021 |
| Lpl Financial, Llc | Witchita | KS | 12/2021 | Present |
1. 07/27/2023 - Connect Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/24/2023 - 160 Hours Per Month/ 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-18 |
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