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5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-05 |
| IL | RA | APPROVED | 2024-09-04 |
Branch Locations
1128 Main Street Suite 300, Cincinnati, OH 45202 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Senator Sherrod Browns Office | Cincinnati | OH | 08/2016 | 11/2016 |
| Ladder 19 | Cincinnati | OH | 09/2016 | 07/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2017 | 08/2021 |
| Northwestern Mutual Investment Services Llc | Cincinnati | OH | 07/2017 | 07/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2018 | 08/2021 |
| Mutual Of America Life Insurance Company | New York | NY | 07/2019 | 08/2021 |
| Mutual Of America Securities Llc. | New York | NY | 07/2019 | 08/2021 |
| Commonwealth Financial Network | Waltham | MA | 09/2021 | 01/2023 |
| Investment Partners, Ltd | Dublin | OH | 09/2021 | 10/2021 |
| Vantage Financial Partners, Llc | Loveland | OH | 01/2023 | 04/2023 |
| Vantage Financial Group | Cincinnati | OH | 04/2023 | 08/2024 |
| Fortitude Financial Partners | Oakbrook Terrace | IL | 09/2024 | Present |
| Mariner Platform Solutions | Overland Park | KS | 09/2024 | Present |
1. Fortitude Financial Partners; Investment related, Oakbrook Terrace, IL, Offering investment services through Mariner Platform Solutions/Mariner Independent, start date; 09/2024, 160 hours per month during securities trading hours. 2. Cornerstone Renter Equity; Not investment related, Cincinnati, OH, Finance Board Member, Start date: 04/2024, 8 hours per month, 2 hours during trading hours, Review budget, income statements, 990 expense proposals.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-05-12 |
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