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Audrey Porter

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

CRD 6749260

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-12
MO RA APPROVED 2025-03-11
  • IL RA
    APPROVED
    Since 2025-03-12
  • MO RA
    APPROVED
    Since 2025-03-11

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sifel, Nicholaus & Company Saint Louis MO 05/2017 10/2022
Gradstaff (Temp With Stifel) Clayton MO 12/2016 04/2017
Carol Stolze Insurance Agency, Country Financial Edwardsville IL 09/2013 12/2016
Wells Fargo Clearing Services St. Louis MO 11/2022 03/2025
Stifel St. Louis MO 03/2025 Present
  • 05/2017 → 10/2022
    Sifel, Nicholaus & Company
    Saint Louis, MO
  • 12/2016 → 04/2017
    Gradstaff (Temp With Stifel)
    Clayton, MO
  • 09/2013 → 12/2016
    Carol Stolze Insurance Agency, Country Financial
    Edwardsville, IL
  • 11/2022 → 03/2025
    Wells Fargo Clearing Services
    St. Louis, MO
  • 03/2025 → Present
    Stifel
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-26
  • S66 Uniform Combined State Law Examination
    2021-08-26
Other Names
  • Audrey Leigh Hammon
  • Audrey Leigh Porter

View on SEC IAPD

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