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Jacob Stapleton

Midland Wealth Management

Rockford, IL

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Current Employers
Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-05
  • IL RA
    APPROVED
    Since 2024-11-05

Branch Locations

6838 E State Street, Rockford, IL 61108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integra Financial Advisory Corp Chicago IL 10/2015 09/2016
Depaul University Chicago IL 09/2014 06/2017
Producer Resources Inc Downers Grove IL 07/2017 04/2018
Mb Financial Rosemont IL 07/2018 12/2018
Atg Trust Company Chicago IL 01/2019 06/2021
Midland States Bank Rockford IL 06/2021 Present
Midland Wealth Management Rockford IL 06/2021 Present
  • 10/2015 → 09/2016
    Integra Financial Advisory Corp
    Chicago, IL
  • 09/2014 → 06/2017
    Depaul University
    Chicago, IL
  • 07/2017 → 04/2018
    Producer Resources Inc
    Downers Grove, IL
  • 07/2018 → 12/2018
    Mb Financial
    Rosemont, IL
  • 01/2019 → 06/2021
    Atg Trust Company
    Chicago, IL
  • 06/2021 → Present
    Midland States Bank
    Rockford, IL
  • 06/2021 → Present
    Midland Wealth Management
    Rockford, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-05
S63 Uniform Securities Agent State Law Examination 2017-07-14
  • S65 Uniform Investment Adviser Law Examination
    2024-11-05
  • S63 Uniform Securities Agent State Law Examination
    2017-07-14

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STACKSTONE WEALTH, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
LPL FINANCIAL LLC

Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL

More in Rockford, IL

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