Wendy Warren Loehr

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 12/2023
  General Insurance Services, Inc
  Laporte, IN
• 01/2017 → 12/2023
  Equity Services Inc
  Montpelier, VT
• 02/2017 → 12/2023
  National Life Group
  Laporte, IN
• 12/2023 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 12/2023 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2017-05-16 → 2023-12-20
  Equity Services, Inc.
  Columbus, OH
  Laporte, IN

Other Businesses

1) Robert BD Hartman Testamentary Trust, Non-Investment related, 830 College Ave, Culver IN, Started DEC 2019. Foundation to support Culver history museum, Banking relationship trustee. Write checks to Culver Academics, Report account balances to trustee group, NOT DURING TRADE HRS 2) Name: Lake Maxinkuckee Environmental Fund, Address: 116 N Main St, Culver, IN 46511, Investment Related, Nature: endowment fund for the preservation of an ecologically healthy Lake Maxinkuckee, Position/Title: Member, Board of Directors, Start: 12/01/2021, Hours/Month: 1, Hours during Market Hours: 1, Duties: serve on investment committee 3) ST Mary of the Lake (Parish), Non-Investment related, 124 College Avenue, Culver IN 46511, started 12/01/2021, NOT DURING TRD/HRS, ONGOING, COUNTER, WORK WITH DONATIONS, 0%

Exams

• S66 Uniform Combined State Law Examination
  2017-05-12

Designations

• Certified Financial Planner

Other Names

• Wendy Michelle Warren
• Wendy Loehr