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Shuzhen L Shao

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-03-22
  • MO RA
    APPROVED
    Since 2022-03-22

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parkway School District Chesterfield MO 08/2016 02/2017
Vestech Securities, Inc. St. Louis MO 02/2017 08/2019
Stifel Nicolaus & Co Inc St. Louis MO 10/2019 Present
  • 08/2016 → 02/2017
    Parkway School District
    Chesterfield, MO
  • 02/2017 → 08/2019
    Vestech Securities, Inc.
    St. Louis, MO
  • 10/2019 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-21
S63 Uniform Securities Agent State Law Examination 2018-05-11
  • S66 Uniform Combined State Law Examination
    2022-03-21
  • S63 Uniform Securities Agent State Law Examination
    2018-05-11
Other Names
  • Shuzhen Li Shao
  • Susan Shao

View on SEC IAPD

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