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Current Employers
Siebert Advisornxt, Llc.

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-04
CA RA APPROVED 2018-04-02
  • NY RA
    APPROVED
    Since 2024-03-04
  • CA RA
    APPROVED
    Since 2018-04-02

Branch Locations

9464 Wilshire Blvd, Beverly Hills, CA 90212 • United States

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Searchlight Investments, Llc Beverly Hills CA 01/2017 Present
Searchlight Financial Advisors Beverly Hills CA 07/2016 Present
  • 01/2017 → Present
    Searchlight Investments, Llc
    Beverly Hills, CA
  • 07/2016 → Present
    Searchlight Financial Advisors
    Beverly Hills, CA
Previous Registrations
  • 2017-02-23 → 2017-12-31
    Stockcross Financial Services, Inc.
    Beverly Hills, CA
  • 2017-01-20 → 2017-03-03
    Searchlight Investments, Llc
    Beverly Hills, CA
Other Businesses

Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title OR Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-18
S65 Uniform Investment Adviser Law Examination 2017-01-11
  • S63 Uniform Securities Agent State Law Examination
    2018-06-18
  • S65 Uniform Investment Adviser Law Examination
    2017-01-11

View on SEC IAPD

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