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Nicholas Grant Simone

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-03-09
TX RA APPROVED 2021-03-09
  • PA RA
    APPROVED
    Since 2021-03-09
  • TX RA
    APPROVED
    Since 2021-03-09

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ranstad Malvern PA 01/2017 10/2017
Ranstad Malvern PA 10/2017 04/2018
Visual Innovations Philadelphia PA 09/2016 12/2016
The Vanguard Group, Inc. Malvern PA 04/2018 Present
  • 01/2017 → 10/2017
    Ranstad
    Malvern, PA
  • 10/2017 → 04/2018
    Ranstad
    Malvern, PA
  • 09/2016 → 12/2016
    Visual Innovations
    Philadelphia, PA
  • 04/2018 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-25
S63 Uniform Securities Agent State Law Examination 2017-12-19
  • S66 Uniform Combined State Law Examination
    2021-02-25
  • S63 Uniform Securities Agent State Law Examination
    2017-12-19
Other Names
  • Nick Simone
  • Nicholas Simone

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