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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-07-23 |
| TX | RA | APPROVED_RES | 2018-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities, Inc | Conway | AR | 03/2010 | 07/2018 |
| Lpl Financial Llc | Plumerville | AR | 07/2018 | Present |
1) 7/23/18- Conway Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Conway, AR - start date 3/24/2010- 160 hrs/mth - 100% 2) 7/23/18- Conway Wealth Management, Inc. - Non-Variable Insurance- agent for Life/LTC/Disability/Fixed Annuities - Inv. Related- Conway, AR- start date 3/24/2010- 16 hrs/mth - 10% 3) 7/23/18- Sigma Investments, LLC- Real Estate Rental- Partner - Non-Inv. Related- Conway, AR - 2 hrs/mth - 1% 4) 7/23/18- TOC Development LLC- Real Estate Rental- Partner - Non-Inv. Related- Conway, AR - 2 hrs/mth - 1% 5) 7/23/18- CWM Properties, LLC- Real Estate Rental- Partner/owner - Non-Inv. Related- Conway, AR - 4 hrs/mth - 1% 6) 02/22/2024 - No Business Name - Not Investment Related - Home Based - Other-Business Owner - Start Date: 6/1/2021 - 40 Hours Per Month/0 Hours During Securities Trading - Growing produce, chickens, beef, quail and possibly pork.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-03 |
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