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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-04
VA RA APPROVED 2026-01-15
  • TX RA
    APPROVED
    Since 2026-02-04
  • VA RA
    APPROVED
    Since 2026-01-15

Branch Locations

1650 Tysons Blvd, Tysons Corner, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Las Vegas Plaza Colorado Springs CO 02/2016 02/2017
Equitable Financial Life Ins (Axa Advisor Llc) New York NY 03/2017 06/2017
Bank Of America (Merrill Lynch) Vienna VA 08/2017 08/2025
Edward Jones St. Louis MO 08/2025 12/2025
Schwab Wealth Advisory, Inc Tyson's Corner VA 01/2026 Present
Charles Schwab & Co, Inc Tyson's Corner VA 01/2026 Present
  • 02/2016 → 02/2017
    Las Vegas Plaza
    Colorado Springs, CO
  • 03/2017 → 06/2017
    Equitable Financial Life Ins (Axa Advisor Llc)
    New York, NY
  • 08/2017 → 08/2025
    Bank Of America (Merrill Lynch)
    Vienna, VA
  • 08/2025 → 12/2025
    St. Louis, MO
  • 01/2026 → Present
    Tyson's Corner, VA
  • 01/2026 → Present
    Charles Schwab & Co, Inc
    Tyson's Corner, VA
Previous Registrations
Other Businesses

Rental Property | Investment Related | 4309 Pickett Rd, Fairfax, VA | Real Estate (Non-Agent/Broker) | Owner | 10/1/2020 | Less than 20 hours per month, all outside market hours | Property owner Rental Property | Investment Related | 6322 Hibbling Ave, Springfield, VA | Real Estate (Non-Agent/Broker) | Owner | 5/15/2024 | Less than 20 hours per month, all outside market hours | Property owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-08
  • S66 Uniform Combined State Law Examination
    2017-06-08
Designations
  • Certified Financial Planner
Other Names
  • Sang Du
  • Sang H Du
  • Sang Hoang Du

View on SEC IAPD

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