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Michael Timothy Oswald

Charles Schwab & Co., Inc.

Leesburg, VA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-11-15
  • VA RA
    APPROVED
    Since 2021-11-15

Branch Locations

1603 Village Market Se Suite 100, Leesburg, VA 20175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2017 05/2020
Ascent Consulting Company Washington Dc DC 10/2015 02/2017
The Prudential Insurance Company Of America Vienna VA 06/2020 10/2021
Pruco Securities Llc Vienna VA 06/2020 10/2021
Charles Schwab & Co., Inc. Leesburg VA 10/2021 Present
Charles Schwab Bank, Ssb Leesburg VA 10/2021 Present
  • 02/2017 → 05/2020
    Edward Jones
    St Louis, MO
  • 10/2015 → 02/2017
    Ascent Consulting Company
    Washington Dc, DC
  • 06/2020 → 10/2021
    The Prudential Insurance Company Of America
    Vienna, VA
  • 06/2020 → 10/2021
    Pruco Securities Llc
    Vienna, VA
  • 10/2021 → Present
    Charles Schwab & Co., Inc.
    Leesburg, VA
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    Leesburg, VA
Previous Registrations
  • 2022-10-13 → 2022-10-14
    Td Ameritrade, Inc.
    Leesburg, VA
  • 2020-06-02 → 2021-10-29
    Pruco Securities, Llc.
    North Bethesda, MD
    Vienna, VA
  • 2017-04-05 → 2020-06-01
    Edward Jones
    Sterling, VA
    Mclean, VA
    St Louis, MO
    Herndon, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • Michael Oswald
  • Michael Timothy Oswald

View on SEC IAPD

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Other Offices

BERG FAIRCLOTH INVESTMENT ADVISORS · LEESBURG, VA
MCAS · LANSDOWNE, VA
CERITY PARTNERS LLC · LANSDOWNE, VA
MML INVESTORS SERVICES, LLC · Lansdowne, VA
SUMMIT FINANCIAL, LLC · LANSDOWNE, VA
AMJ FINANCIAL WEALTH MANAGEMENT LLC · LEESBURG, VA
EDWARD JONES · Ashburn, VA
VALMARK ADVISERS, INC. · ASHBURN, VA

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