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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-01 |
| TX | RA | APPROVED_RES | 2018-10-15 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 12/2016 | 07/2018 |
| Wells Fargo Clearing Services | Charlotte | NC | 07/2018 | Present |
| Lyft | Charlotte | NC | 03/2017 | Present |
| Uber | Charlotte | NC | 04/2016 | Present |
UBER, NOT INV RELATED, CHARLOTTE, NC, DRIVER, START 1/18/2018, 25 HOURS PER MONTH, ZERO DURING TRADING, DRIVER. LYFT, NOT INV RELATED, CHARLOTTE, NC, DRIVER, START 2/1/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, DRIVER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-20 |
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