Diana C Sanchez

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-09-01
FL	RA	APPROVED	2022-01-28

TX RA
APPROVED

Since 2022-09-01
FL RA
APPROVED

Since 2022-01-28

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Aventura	FL	01/2017	09/2020
The Q Kapital Group	Aventura	FL	09/2009	12/2016
Morgan Stanley Smith Barney Llc	Aventura	FL	09/2020	Present

01/2017 → 09/2020

Ubs Financial Services Inc.

Aventura, FL
09/2009 → 12/2016

The Q Kapital Group

Aventura, FL
09/2020 → Present

Morgan Stanley Smith Barney Llc

Aventura, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-27

S66 Uniform Combined State Law Examination

2022-01-27

View on SEC IAPD

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LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

KAILIX ADVISORS LLC

1818 PRIVATE CLIENT GROUP, LLC

Other Investors

DIEGO P MOSCOSO

KEVIN RICARDO SHURLAND

JOSE MIGUEL PENA

CARLOS EUGENIO LOWELL

GABRIEL CEBALLOS

MANUEL M. MENDEZ

Other Offices

UNISON ASSET MANAGEMENT LLC · AVENTURA, FL

EPIPHANLY ADVISORY, LLC · AVENTURA, FL

CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL

PINNACLE INVESTMENTS, LLC · MIAMI, FL

LPL FINANCIAL LLC · AVENTURA, FL

J.P. MORGAN SECURITIES LLC · AVENTURA, FL

KAILIX ADVISORS LLC · AVENTURA, FL

1818 PRIVATE CLIENT GROUP, LLC · AVENTURA, FL

More in Aventura, FL

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