Inactive

Sweta Bhargav

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Current Employers

Adviso Wealth

103 Carnegie Center Suite 300, Princeton, NJ 08540-6235 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01
NY	RA	APPROVED	2022-09-15
PA	RA	APPROVED	2020-05-12

NJ RA
APP_PEND_IARCE

Since 2026-01-01
NY RA
APPROVED

Since 2022-09-15
PA RA
APPROVED

Since 2020-05-12

Branch Locations

103 Carnegie Center Suite 300, Princeton, NJ 08540-6235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	01/2017	03/2018
Unemployed	London		03/2016	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Blue Bell	PA	07/2018	02/2020
Adviso Wealth Llc	Blue Bell	PA	03/2020	Present
Unemployed	Cincinnati	OH	03/2018	06/2018

01/2017 → 03/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
03/2016 → 12/2016

Unemployed

London
07/2018 → 02/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Blue Bell, PA
03/2020 → Present

Adviso Wealth Llc

Blue Bell, PA
03/2018 → 06/2018

Unemployed

Cincinnati, OH

Previous Registrations

2018-08-03 → 2020-02-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Blue Bell, PA
2018-02-25 → 2018-04-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-22

S66 Uniform Combined State Law Examination

2018-02-22

Designations

Other Names

Sweta Venugopal
Sweta Venugopal Bhargav

View on SEC IAPD

Other Firms

BLACKROCK INVESTMENT MANAGEMENT, LLC

SONGBIRD CAPITAL, LLC

J.P. MORGAN SECURITIES LLC

SYSTEMATIC ALPHA INVESTMENTS, LLC

PNC WEALTH MANAGEMENT LLC

RBC CAPITAL MARKETS, LLC

WATERMARK GROUP, INC.

PRINCETON EQUITY GROUP

Other Investors

DAVID WILLIAM SMITH

JOHN FRANCIS RYAN

ERICA DORAY SEREMETA

DUANE THOMAS LIEDL

MANUEL DAVID SEIDNER

RICHARD DALE WOLFE

MICHAEL JON HEILBRONN

ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ

SONGBIRD CAPITAL, LLC · PRINCETON, NJ

J.P. MORGAN SECURITIES LLC · Princeton, NJ

SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ

PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ

RBC CAPITAL MARKETS, LLC · Princeton, NJ

WATERMARK GROUP, INC. · PRINCETON, NJ

PRINCETON EQUITY GROUP · PRINCETON, NJ

More in Princeton, NJ

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