Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-02-10 |
Branch Locations
601 Union Street Suite 2900, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Mercer Island | WA | 08/2011 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Mercer Island | WA | 01/2017 | 06/2019 |
| J.P. Morgan Securities, Llc | Redmond | WA | 07/2019 | 01/2022 |
| Jpmorgan Chase Bank, N.A. | Redmond | WA | 07/2019 | 01/2022 |
| Morgan Stanley | Seattle | WA | 01/2022 | Present |
| Morgan Stanley Private Bank, N.A. | Seattle | WA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-06 |
Reach out to this advisor