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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-03 |
| NJ | RA | APPROVED | 2020-03-19 |
Branch Locations
105 Roosevelt Boulevard, Marmora, NJ 08223 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Lights Distributors, Llc | Omaha | NE | 01/2017 | 02/2020 |
| Hanlon Investment Management, Inc. | Egg Harbor Township | NJ | 09/2011 | 02/2020 |
| Kestra Advisory Services, Llc | Marmora | NJ | 03/2020 | Present |
| Kestra Investment Services, Llc | Marmora | NJ | 03/2020 | Present |
Business Name: Big Brother Big Sister Investment Related: No Address: 450 Tilton Rd # 214 NORTHFIELD NJ 08225 Nature of Business: Other Other/None of the Above Volunteer work Position, Title or Relationship: Big Brother Start Date: 7/20/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I act as a role model for a child in need Business Name: Kyle McClure Investment Related: Yes Address: 110 Roosevelt Blvd Ste 2W Marmora NJ 08223 Nature of Business: Insurance Position, Title or Relationship: Broker Start Date: 11/10/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell Business Name: Kestra Advisory Service LLC Investment Related: Yes Address: 5707 Southwest Pkwy Bldg Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 3/2/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Advise clients on investments and annuitie opportunities Business Name: THE LIGHTHOUSE CHURCH POSITION: Committee member NATURE: Budgeting INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 08/10/2021 ADDRESS: 1248 U.S. 9, Cape May Court House NJ 08210, United States DESCRIPTION: Help with budgeting and imputing data into the church software. I will also help with financial decision making. Business Name: REICH ASSET MANAGEMENT POSITION: Equity Partner, Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 10/01/2023 ADDRESS: 105 Roosevelt Blvd, Marmora NJ 08233, United States DESCRIPTION: I will work in an advisory role.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-13 |
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