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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-30
  • NJ RA
    APPROVED
    Since 2023-11-30

Branch Locations

105 Roosevelt Blvd, Mamora, NJ 08223 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Ocean City NJ 08/2003 02/2021
Mml Investors Services Inc Ocean City NJ 08/2003 02/2021
Lpl Financial, Llc Ocean City NJ 02/2021 11/2023
Private Advisor Group, Llc Morristown NJ 02/2021 11/2023
Kestra Investment Services, Llc Mamora NJ 11/2023 Present
Kestra Advisory Services, Llc Mamora NJ 11/2023 Present
  • 08/2003 → 02/2021
    Massmutual
    Ocean City, NJ
  • 08/2003 → 02/2021
    Mml Investors Services Inc
    Ocean City, NJ
  • 02/2021 → 11/2023
    Lpl Financial, Llc
    Ocean City, NJ
  • 02/2021 → 11/2023
    Morristown, NJ
  • 11/2023 → Present
    Kestra Investment Services, Llc
    Mamora, NJ
  • 11/2023 → Present
    Mamora, NJ
Previous Registrations
Other Businesses

Business Name: REICH ASSET MANAGEMENT LLC POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 26 START DATE: 11/27/2023 ADDRESS: 105 Roosevelt Blvd., Marmora NJ 08223 DESCRIPTION: Meet and adviseclients. Service clients. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 26 SECURITIES TRADING HOURS: 26 START DATE: 11/27/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Investment Advisory Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-30
  • S66 Uniform Combined State Law Examination
    2004-01-30
Other Names
  • Jodie Michelle Huber

View on SEC IAPD

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