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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-02
CA RA APPROVED 2021-02-25
  • TX RA
    APPROVED
    Since 2021-03-02
  • CA RA
    APPROVED
    Since 2021-02-25

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Los Angeles CA 01/2017 06/2019
World Financial Group, Inc. Los Angeles CA 08/2016 Present
Bond Tactical Group Llc Dba Kerrie'S Counter Los Angeles CA 01/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 06/2019 Present
  • 01/2017 → 06/2019
    Transamerica Financial Advisors, Inc
    Los Angeles, CA
  • 08/2016 → Present
    World Financial Group, Inc.
    Los Angeles, CA
  • 01/2015 → Present
    Bond Tactical Group Llc Dba Kerrie'S Counter
    Los Angeles, CA
  • 06/2019 → Present
    Los Angeles, CA
Other Businesses

BOND TACTICAL GROUP LLC DBA KERRIE'S COUNTER/Investment Related - No/10739 ROCHESTER AVE. LOS ANGELES, CA /SELLING CLOTHING AND HOUSEHOLD PRODUCTS ONLINE EG PILLOWS amp

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-04
S63 Uniform Securities Agent State Law Examination 2017-02-02
  • S66 Uniform Combined State Law Examination
    2021-02-04
  • S63 Uniform Securities Agent State Law Examination
    2017-02-02
Other Names
  • Kerrie Bond

View on SEC IAPD

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