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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-07-14
  • WI RA
    APPROVED
    Since 2022-07-14

Branch Locations

209 W Silver Spring Dr, Glendale, WI 53217 • United States

8737 North Port Washington Road, Fox Point, WI 53217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Germantown WI 04/2013 08/2017
Jpmorgan Securities Llc Germantown WI 12/2016 08/2017
Jpmorgan Securities Llc New Berlin WI 04/2018 08/2022
Jpmorgan Chase Bank Na New Berlin WI 08/2017 08/2022
Jpmorgan Securities Llc Mequon WI 08/2022 Present
  • 04/2013 → 08/2017
    Jpmorgan Chase Bank Na
    Germantown, WI
  • 12/2016 → 08/2017
    Jpmorgan Securities Llc
    Germantown, WI
  • 04/2018 → 08/2022
    Jpmorgan Securities Llc
    New Berlin, WI
  • 08/2017 → 08/2022
    Jpmorgan Chase Bank Na
    New Berlin, WI
  • 08/2022 → Present
    Jpmorgan Securities Llc
    Mequon, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
S63 Uniform Securities Agent State Law Examination 2017-02-13
  • S66 Uniform Combined State Law Examination
    2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    2017-02-13

View on SEC IAPD

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