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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-07-14 |
Branch Locations
209 W Silver Spring Dr, Glendale, WI 53217 • United States
8737 North Port Washington Road, Fox Point, WI 53217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Germantown | WI | 04/2013 | 08/2017 |
| Jpmorgan Securities Llc | Germantown | WI | 12/2016 | 08/2017 |
| Jpmorgan Securities Llc | New Berlin | WI | 04/2018 | 08/2022 |
| Jpmorgan Chase Bank Na | New Berlin | WI | 08/2017 | 08/2022 |
| Jpmorgan Securities Llc | Mequon | WI | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-13 |
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