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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2015-09-01
  • WI RA
    APPROVED
    Since 2015-09-01

Branch Locations

316 E Silver Spring Dr Ste 300, Whitefish Bay, WI 53217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Sauer Milwaukee WI 09/2015 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 09/2015 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2015 Present
Andrew Bird Milwaukee WI 04/2018 Present
Darrin Englebert Glendale WI 05/2019 Present
  • 09/2015 → Present
    Charles Sauer
    Milwaukee, WI
  • 09/2015 → Present
    Milwaukee, WI
  • 09/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2018 → Present
    Andrew Bird
    Milwaukee, WI
  • 05/2019 → Present
    Darrin Englebert
    Glendale, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-12
  • S66 Uniform Combined State Law Examination
    2007-03-12
Other Names
  • Soo Jeong Pieper
  • Soo Jeong Pieper
  • Soo J Pieper
  • Soo Jeong Schreiber
  • Soo J Pieper
  • Soo J Schreiber

View on SEC IAPD

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