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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-18
  • OH RA
    APPROVED
    Since 2022-05-18

Branch Locations

3181 Larchmont Avenue Ne, Warren, OH 44483 • United States

Cuyahoga Falls, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Warren OH 11/2018 Present
Cuna Mutual Group Warren OH 01/2017 Present
Mid-East Ctc Zanesville OH 02/2016 12/2016
Lpl Financial Llc Warren OH 05/2022 Present
  • 11/2018 → Present
    Cuna Brokerage Services, Inc.
    Warren, OH
  • 01/2017 → Present
    Cuna Mutual Group
    Warren, OH
  • 02/2016 → 12/2016
    Mid-East Ctc
    Zanesville, OH
  • 05/2022 → Present
    Warren, OH
Previous Registrations
  • 2019-03-11 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Warren, OH
    Warren, OH
Other Businesses

1)05/18/2022- No Business Name -Investment Related - Cuyahoga falls, OH 44221- Real Estate Rental- owner- Start Date- 06/01/2020 2)05/18/2022 - 7 17 Retirement & Investment Group -Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-22
  • S66 Uniform Combined State Law Examination
    2019-02-22

View on SEC IAPD

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