James Robert Earl

Employer firm

Jim Earl Financial CRD 149444

$1.01M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1990 → Present
  Asset Management & Benefit Agency
  North Bloomfield, OH
• 04/1991 → Present
  James R. Earl Financial Services
  North Bloomfield, OH
• 01/2009 → Present
  James R Earl Financial Services, Inc.
  North Bloomfield, OH

Previous Registrations

• 2008-04-07 → 2008-12-31
  Gwn Securities Inc.
  Palm Beach Gardens, FL
  Euclid, OH
  Palm Beach Gardens, FL
  North Bloomfield, OH
• 2007-01-24 → 2008-03-14
  Planmember Securities Corporation
  North Bloomfiled, OH
  Carpinteria, CA
  North Bloomfield, OH
• 2003-01-02 → 2003-11-13
  Brecek & Young Advisors, Inc.
  Cincinnati, OH

Other Businesses

1)Insurance Navigators Agency 458 HIGH ST, WARREN, OHIO 44481;AGENT;HEALTH AND LIFE INSURANCE PRODUCTS; START 01/09; 5HRS/WK;DURING TRADING HRS;COMMISSION. 2)JAMES EARL FINANCIAL SERVICES INC.DBA Jim Earl Financial 550 PECK LEACH RD, NORTH BLOOMFIELD,OH 44450;AGENT; START 4/1991;LIFE AND HEALTH INSURANCE PRODUCT SALES TO PAYROLL GROUPS AND INDIVIDUALS;25HRS/WK.;DURING TRADING HOURS; COMMISSION 3)COLLEGE FUNDING SOLUTIONS;550 PECK LEACH ROAD. NORTH BLOOMFIELD, OH 44450;START 10/06;COLLEGE PLANNING ASSISTANCE FOR PARENTS/STUDENTS; 5HRS/WK;DURING TRADING; FEES/COMMISSION

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-08
• S63 Uniform Securities Agent State Law Examination
  1989-09-12

Other Names

• Jim Earl