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James Robert Earl

Jim Earl Financial

Warren, OH

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Current Employers
Jim Earl Financial

1700 East Market St, Suite 110, Warren, OH 44483 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-02-06
  • OH RA
    APPROVED
    Since 2009-02-06

Branch Locations

1700 East Market St, Suite 110, Warren, OH 44483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Management & Benefit Agency North Bloomfield OH 04/1990 Present
James R. Earl Financial Services North Bloomfield OH 04/1991 Present
James R Earl Financial Services, Inc. North Bloomfield OH 01/2009 Present
  • 04/1990 → Present
    Asset Management & Benefit Agency
    North Bloomfield, OH
  • 04/1991 → Present
    James R. Earl Financial Services
    North Bloomfield, OH
  • 01/2009 → Present
    James R Earl Financial Services, Inc.
    North Bloomfield, OH
Previous Registrations
  • 2008-04-07 → 2008-12-31
    Palm Beach Gardens, FL
    Euclid, OH
    Palm Beach Gardens, FL
    North Bloomfield, OH
  • 2007-01-24 → 2008-03-14
    North Bloomfiled, OH
    Carpinteria, CA
    North Bloomfield, OH
  • 2003-01-02 → 2003-11-13
    Brecek & Young Advisors, Inc.
    Cincinnati, OH
Other Businesses

1)Insurance Navigators Agency 458 HIGH ST, WARREN, OHIO 44481;AGENT;HEALTH AND LIFE INSURANCE PRODUCTS; START 01/09; 5HRS/WK;DURING TRADING HRS;COMMISSION. 2)JAMES EARL FINANCIAL SERVICES INC.DBA Jim Earl Financial 550 PECK LEACH RD, NORTH BLOOMFIELD,OH 44450;AGENT; START 4/1991;LIFE AND HEALTH INSURANCE PRODUCT SALES TO PAYROLL GROUPS AND INDIVIDUALS;25HRS/WK.;DURING TRADING HOURS; COMMISSION 3)COLLEGE FUNDING SOLUTIONS;550 PECK LEACH ROAD. NORTH BLOOMFIELD, OH 44450;START 10/06;COLLEGE PLANNING ASSISTANCE FOR PARENTS/STUDENTS; 5HRS/WK;DURING TRADING; FEES/COMMISSION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-08
S63 Uniform Securities Agent State Law Examination 1989-09-12
  • S65 Uniform Investment Adviser Law Examination
    2008-07-08
  • S63 Uniform Securities Agent State Law Examination
    1989-09-12
Other Names
  • Jim Earl

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