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303 Broadway Suite 1200, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-16 |
Branch Locations
303 Broadway Suite 1200, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oxford Financial Group | Cincinnati | OH | 08/2025 | 01/2026 |
| Kgbo | Cincinnati | OH | 08/2014 | 01/2025 |
| Unemployed | Cincinnati | OH | 01/2025 | 07/2025 |
| Unemployed | Cincinnati | OH | 01/2026 | 04/2026 |
| Fort Washington Investment Advisors, Inc. | Cincinnati | OH | 04/2026 | Present |
Name: Northern Kentucky University Foundation Address: Highland Heights, KY Position: Investment Committee - Foundation Start Date: 2019 Investment Related: Yes Nature of Business: Serve on investment committee for the University Foundation Hours/month devoted: 2 Hours/month devoted during securities trading hours: 0 Duties: Simply sit on committee to review spending rates of the foundation along with attend investment consultant presentation - no authority over investments.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-18 |
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