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Carly E Spanolios

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-28
  • GA RA
    APPROVED
    Since 2024-03-28

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Alpharetta GA 01/2017 Present
Retirement Advisory Consultants, Llc. New Port Richey FL 05/2016 11/2016
  • 01/2017 → Present
    Alpharetta, GA
  • 05/2016 → 11/2016
    Retirement Advisory Consultants, Llc.
    New Port Richey, FL
Other Businesses

*587240 - Rental Property; Investment Related: Yes; Tarpon Springs, Florida; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2024; During Business Hours: 0; After Business Hours: 0; Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-15
  • S66 Uniform Combined State Law Examination
    2017-06-15
Other Names
  • Carly E Secor

View on SEC IAPD

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