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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253 • United States

405 S Beeline Highway Suite E, Payson, AZ 85541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Scottsdale AZ 01/2016 04/2019
Mml Investors Services, Llc Scottsdale AZ 12/2017 04/2019
Cetera Advisors Llc Denver CO 04/2019 Present
Wilde Wealth Management Group Scottsdale AZ 04/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2016 → 04/2019
    Massmutual Life Insurance Company
    Scottsdale, AZ
  • 12/2017 → 04/2019
    Scottsdale, AZ
  • 04/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 04/2019 → Present
    Wilde Wealth Management Group
    Scottsdale, AZ
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2019; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 2) NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INVESTMENT PLANNING; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: WORK WITH CLIENTS ON THEIR FINANCIAL AND INVESTMENT PLANNING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-07
  • S66 Uniform Combined State Law Examination
    2018-05-07

View on SEC IAPD

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