Inactive

Richard Kyle Baxter

Alpha Architect

Newtown Square, PA

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Current Employers

Alpha Architect

Suite 150 3803 West Chester Pike, Newtown Square, PA 19073 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-01-17

PA RA
APPROVED

Since 2017-01-17

Branch Locations

Suite 150 3803 West Chester Pike, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baruch College	New York	NY	10/2015	12/2016
Alpha Architect	Newtown Square	PA	01/2017	Present

10/2015 → 12/2016

Baruch College

New York, NY
01/2017 → Present

Alpha Architect

Newtown Square, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-02

S65 Uniform Investment Adviser Law Examination

2016-02-02

Designations

View on SEC IAPD

Other Firms

UP FINTECH ASSET MANAGEMENT

NEWSQUARE CAPITAL, LLC

LYNCH INVESTMENT PLANNING, LLC

MML INVESTORS SERVICES, LLC

PRIVATE ADVISOR GROUP, LLC

CETERA INVESTMENT ADVISERS LLC

GWN SECURITIES INC.

EQUUS CAPITAL PARTNERS, LTD.

Other Investors

MIGUEL L BIAMON

Tyler Andrew Pugliese

TIMOTHY ANDREW CHISHOLM

LEE SCOTT GROUT

Robert Kenneth Kuberski

David Francis Lynch

Other Offices

UP FINTECH ASSET MANAGEMENT · NEWTOWN SQUARE, PA

NEWSQUARE CAPITAL, LLC · NEWTOWN SQUARE, PA

LYNCH INVESTMENT PLANNING, LLC · NEWTOWN SQUARE, PA

MML INVESTORS SERVICES, LLC · NEWTOWN SQUARE, PA

MML INVESTORS SERVICES, LLC · Newtown Square, PA

PRIVATE ADVISOR GROUP, LLC · Newtown Square, PA

CETERA INVESTMENT ADVISERS LLC · NEWTOWN SQUARE, PA

GWN SECURITIES INC. · NEWTOWN SQUARE, PA

More in Newtown Square, PA

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