Charles Curtis Gupton

Current Employers

Employment History

• 08/2012 → 12/2016
  University Of Georgia
  Athens, GA
• 01/2017 → 09/2017
  Washington Financial Group
  Mclean, VA
• 01/2017 → Present
  Lpl Financial, Llc
  Mclean, VA
• 02/2018 → Present
  Global Retirement Partners, Llc
  Mclean, VA
• 11/2025 → Present
  Hub International Investment Services
  Kansas City, MI

Other Businesses

1. 10/13/2017 - WASHINGTON FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 10/05/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - My role will remain the same but I will now be an employee of HUB. 3. 9/13/2019 - HUB International - DBA: Washington Financial Group, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing Washington Financial Group and will now be 100% owner. 4. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 6/30/2021 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 10/05/2017 - 1 Hour Per Month During Securities Trading - I provide administrative support to Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 6/30/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Started 1/1/2021 - Supports the advisor(s) who will service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-09

Other Names

• Charles Curtis Gupton