Amethyst Judith Roth

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2016
  Lyft
  Denver, CO
• 01/2016 → 04/2019
  Capital Financial Services, Inc
  Minot, ND
• 04/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-03-21 → 2019-04-18
  Capital Financial Services, Inc.
  Montrose, CO
  Minot, ND

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20 HR/MO 20 HR/MO TRADING, 04/2019 2) NOTARY,1810 LOCUST RD, MONTROSE CO, 02/2019, NIR, 5/YR 5/TRADING 3) ROTH FAMILY WEALTH MANAGEMENT LLC, 1810 LOCUST ROAD MONTROSE CO, 04/2021, INV REL, OWNER, BUSINESS ENTITY, NIR, 160 HR/MO 160/TRADING HR 4) GOODWIN FINANCIAL, 2038 VERMONT DR SUITE 107A SORT COLLINS CO, 08/2022, EMPLOYEE, DBA, INV REL, 10 HR/MO 10 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2017-03-21

Other Names

• Amethyst Judith Trevan
• Amethyst Judith Secor
• Amethyst Smith
• Amethyst Judith Smith