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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| CO | RA | APPROVED | 2019-04-18 |
Branch Locations
524 30 Rd. Ste. 2, Grand Junction, CO 81504 • United States
300 Stafford Lane, Ste. 30212, Delta, CO 81416 • United States
Austin, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lyft | Denver | CO | 06/2015 | 11/2016 |
| Capital Financial Services, Inc | Minot | ND | 01/2016 | 04/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2019 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20 HR/MO 20 HR/MO TRADING, 04/2019 2) NOTARY,1810 LOCUST RD, MONTROSE CO, 02/2019, NIR, 5/YR 5/TRADING 3) ROTH FAMILY WEALTH MANAGEMENT LLC, 1810 LOCUST ROAD MONTROSE CO, 04/2021, INV REL, OWNER, BUSINESS ENTITY, NIR, 160 HR/MO 160/TRADING HR 4) GOODWIN FINANCIAL, 2038 VERMONT DR SUITE 107A SORT COLLINS CO, 08/2022, EMPLOYEE, DBA, INV REL, 10 HR/MO 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-21 |
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