Best Investors Account Sign in

Michael T Van Etten

Charles Schwab & Co., Inc.

Phoenix, AZ

Chicago, IL

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-10-25
  • IL RA
    APPROVED
    Since 2019-10-25

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optionsxpress Chicago IL 12/2016 10/2017
Dv Trading Chicago IL 11/2015 11/2016
Charles Schwab & Co., Inc. Chicago IL 08/2017 Present
Charles Schwab Bank Ssb Chicago IL 04/2021 Present
  • 12/2016 → 10/2017
    Optionsxpress
    Chicago, IL
  • 11/2015 → 11/2016
    Dv Trading
    Chicago, IL
  • 08/2017 → Present
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 04/2021 → Present
    Charles Schwab Bank Ssb
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
S63 Uniform Securities Agent State Law Examination 2017-08-22
  • S66 Uniform Combined State Law Examination
    2019-10-25
  • S63 Uniform Securities Agent State Law Examination
    2017-08-22
Other Names
  • Michael T Van Etten
  • Mike Van Etten
  • Michael Vanetten
  • Mike Vanetten
  • Michael Thomas Van Etten

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor