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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-09-09
  • OH RA
    APPROVED
    Since 2021-09-09

Branch Locations

1070 Commerce Dr Ste 302, Perrysburg, OH 43551 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Sylvania OH 08/2015 01/2017
Thrivent Financial - Ron Ashley Perrysburg OH 01/2017 11/2021
Thrivent Investment Management Inc Perrysburg OH 01/2019 Present
Thrivent Financial Appleton WI 11/2021 Present
  • 08/2015 → 01/2017
    Citizens Bank
    Sylvania, OH
  • 01/2017 → 11/2021
    Thrivent Financial - Ron Ashley
    Perrysburg, OH
  • 01/2019 → Present
    Perrysburg, OH
  • 11/2021 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

SARAH'S FAMOUS COOKIES POSITION: Owner NATURE: I want to make homemade cookies out of my home and sell them. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/29/2022 ADDRESS: 7030 Hollywyck Rd, Maumee OH 43537, United States DESCRIPTION: I will be baking and selling my cookies. SELLING CRAFTS POSITION: Owner/Self NATURE: I will be making crafts to sell. Examples of crafts are door hanger signs, tshirts, and Sports bag tags or travel bag tags. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2026 ADDRESS: 7030 Hollywyck Rd, Maumee OH 43537, United States DESCRIPTION: I make the crafts and sell them.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-08
S63 Uniform Securities Agent State Law Examination 2021-06-04
  • S65 Uniform Investment Adviser Law Examination
    2021-09-08
  • S63 Uniform Securities Agent State Law Examination
    2021-06-04
Other Names
  • Sarah Haman

View on SEC IAPD

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