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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-11
OK RA APPROVED 2005-02-15
  • TX RA
    APPROVED_RES
    Since 2009-08-11
  • OK RA
    APPROVED
    Since 2005-02-15

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

Norman, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 10/2004 Present
Other Businesses

I*3257266 Entity Type: Fiduciary role Name of OBA: MRS M. P. D. Address: Norman, Oklahoma, 73026 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 12/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee/Siblings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-11
S63 Uniform Securities Agent State Law Examination 2004-07-09
  • S66 Uniform Combined State Law Examination
    2005-02-11
  • S63 Uniform Securities Agent State Law Examination
    2004-07-09
Other Names
  • Melanie Pyle Darrow

View on SEC IAPD

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