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Fon Rogers

Equity Advisors Of Kentucky Inc

Lexington, KY

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Current Employers
Equity Advisors Of Kentucky Inc

2201 Regency Road Suite 504, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-01-14
  • KY RA
    APPROVED
    Since 2022-01-14

Branch Locations

2201 Regency Road Suite 504, Lexington, KY 40503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Advisors Of Kentucky Waddy KY 09/2014 Present
  • 09/2014 → Present
    Equity Advisors Of Kentucky
    Waddy, KY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-20
  • S65 Uniform Investment Adviser Law Examination
    2017-01-20
Designations

View on SEC IAPD

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GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

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LPL ENTERPRISE, LLC · LEXINGTON, KY
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