Best Investors Account Sign in

Daniel Joseph Shader

Charles Schwab & Co., Inc.

Tucson, AZ

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-02
CA RA APPROVED 2018-08-27
  • AZ RA
    APPROVED
    Since 2023-06-02
  • CA RA
    APPROVED
    Since 2018-08-27

Branch Locations

6401 North Campbell Ave, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Tucson AZ 12/2016 Present
Desert Toyota And Scion Tucson AZ 08/2010 12/2016
Kingstone Capital Partners Tucson AZ 05/2016 11/2016
University Of Arizona Tucson AZ 05/2014 12/2016
Charles Schwab Bank Ssb Tucson AZ 09/2018 Present
  • 12/2016 → Present
    Charles Schwab & Co., Inc.
    Tucson, AZ
  • 08/2010 → 12/2016
    Desert Toyota And Scion
    Tucson, AZ
  • 05/2016 → 11/2016
    Kingstone Capital Partners
    Tucson, AZ
  • 05/2014 → 12/2016
    University Of Arizona
    Tucson, AZ
  • 09/2018 → Present
    Charles Schwab Bank Ssb
    Tucson, AZ
Other Businesses

Ebay "Store" |Investment Related:No|Resale |Owner / Partner with Wife|2024-07-15|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Selling of goods through Ebay mostly household items and Construction equipment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-27
S63 Uniform Securities Agent State Law Examination 2017-06-19
  • S66 Uniform Combined State Law Examination
    2018-08-27
  • S63 Uniform Securities Agent State Law Examination
    2017-06-19
Other Names
  • Daniel Shader

View on SEC IAPD

Other Firms

IRONWOOD FINANCIAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
AIO FINANCIAL, LLC
EDWARD JONES
FINANCIAL DIRECTIONS LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

MARTIN ANTHONY SMITH
ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor