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Travis C Figgins

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 6741265

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-02
CA RA APPROVED 2021-05-11
  • AZ RA
    APPROVED
    Since 2023-06-02
  • CA RA
    APPROVED
    Since 2021-05-11

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 12/2016 Present
Arizona State University Tempe AZ 08/2012 08/2016
Unemployed Tempe AZ 08/2016 12/2016
Charles Schwab Bank Ssb Phoenix AZ 10/2018 05/2021
  • 12/2016 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 08/2012 → 08/2016
    Arizona State University
    Tempe, AZ
  • 08/2016 → 12/2016
    Unemployed
    Tempe, AZ
  • 10/2018 → 05/2021
    Charles Schwab Bank Ssb
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-22
S63 Uniform Securities Agent State Law Examination 2017-05-08
  • S66 Uniform Combined State Law Examination
    2020-07-22
  • S63 Uniform Securities Agent State Law Examination
    2017-05-08
Other Names
  • Travis Chandler Figgins

View on SEC IAPD

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